D.E. Shaw & Co. 13F Filing

Quantitative investment firm using sophisticated mathematical modeling and computational methods.

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Value

Blackstone Group
Berkshire Hathaway (Warren Buffett)
Baupost Group (Seth Klarman)
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Growth

ARK Investment Management (Cathie Wood)
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Activist

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Macro

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Quantitative

Renaissance Technologies
D.E. Shaw & Co.
Two Sigma Investments

D.E. Shaw & Co. (0001006438)

Report Date:2015-12-31

|Assets: $5.01B

Company	Shares	Value	% Port.	Change
SPDR S&P 500 ETF TR TR UNIT78462F103	3,000,000	$611.67M	12.20%	+2,977,146 (+13026.8%)(+13026.8%)
GENERAL MTRS CO 37045V100	12,585,294	$428.03M	8.54%	-300,000 (-2.3%)(-2.3%)
ALPHABET INC CAP STK CL C02079K107	536,150	$406.87M	8.11%	+349,500 (+187.2%)(+187.2%)
DELTA AIR LINES INC DEL 247361702	7,323,415	$371.22M	7.40%	+1,246,382 (+20.5%)(+20.5%)
HCA HOLDINGS INC 40412C101	4,537,063	$306.84M	6.12%	+983,526 (+27.7%)(+27.7%)
WHIRLPOOL CORP 963320106	1,614,903	$237.18M	4.73%	+481,210 (+42.4%)(+42.4%)
SOUTHWEST AIRLS CO 844741108	4,292,484	$184.83M	3.69%	+2,656,184 (+162.3%)(+162.3%)
ALLSTATE CORP 020002101	2,920,987	$181.36M	3.62%	+2,295,903 (+367.3%)(+367.3%)
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN29273R109	5,143,082	$173.48M	3.46%	+5,143,082 (+100.0%)(+100.0%)
OWENS CORNING NEW 690742101	3,359,738	$158.01M	3.15%	0 (0.0%)(0.0%)
KINDER MORGAN INC DEL 49456B101	9,445,321	$140.92M	2.81%	+9,445,321 (+100.0%)(+100.0%)
PRICELINE GRP INC 741503403	110,010	$140.26M	2.80%	+12,010 (+12.3%)(+12.3%)
APPLE INC 037833100	1,264,000	$133.05M	2.65%	-45,000 (-3.4%)(-3.4%)
ABENGOA YIELD PLC ORD SHSG00349103	6,303,713	$121.60M	2.43%	+6,303,713 (+100.0%)(+100.0%)
HD SUPPLY HLDGS INC 40416M105	3,201,595	$96.14M	1.92%	+933,179 (+41.1%)(+41.1%)
TERRAFORM PWR INC 88104R100	7,600,000	$95.61M	1.91%	+7,600,000 (+100.0%)(+100.0%)
HUNTSMAN CORP 447011107	8,037,950	$91.39M	1.82%	0 (0.0%)(0.0%)
PFIZER INC 717081103	2,412,250	$77.87M	1.55%	+2,412,250 (+100.0%)(+100.0%)
PPG INDS INC 693506107	751,154	$74.23M	1.48%	+751,154 (+100.0%)(+100.0%)
ALPS ETF TR ALERIAN MLP00162Q866	5,925,778	$71.41M	1.42%	+5,925,778 (+100.0%)(+100.0%)
GOODYEAR TIRE & RUBR CO 382550101	2,139,050	$69.88M	1.39%	-3,790,039 (-63.9%)(-63.9%)
NXP SEMICONDUCTORS N V N6596X109	800,000	$67.40M	1.34%	-1,494,123 (-65.1%)(-65.1%)
WILLIAMS PARTNERS L P NEW 96949L105	2,372,159	$66.06M	1.32%	+2,372,159 (+100.0%)(+100.0%)
INGERSOLL-RAND PLC SHSG47791101	1,043,967	$57.72M	1.15%	+354,401 (+51.4%)(+51.4%)
HEWLETT PACKARD ENTERPRISE C 42824C109	3,660,641	$55.64M	1.11%	+3,660,641 (+100.0%)(+100.0%)
UNITED RENTALS INC 911363109	766,046	$55.57M	1.11%	-68,000 (-8.2%)(-8.2%)
CHICAGO BRIDGE & IRON CO N V 167250109	1,391,088	$54.24M	1.08%	+136,627 (+10.9%)(+10.9%)
EASTMAN CHEM CO 277432100	700,333	$47.28M	0.94%	-82,396 (-10.5%)(-10.5%)
ALLERGAN PLC SHSG0177J108	150,000	$46.88M	0.93%	+150,000 (+100.0%)(+100.0%)
MYLAN N V SHS EURON59465109	853,749	$46.16M	0.92%	+383,678 (+81.6%)(+81.6%)
WMIH CORP 92936P100	16,902,465	$43.78M	0.87%	0 (0.0%)(0.0%)
RANGE RES CORP 75281A109	1,606,452	$39.53M	0.79%	+1,606,452 (+100.0%)(+100.0%)
TRIUMPH GROUP INC NEW 896818101	897,061	$35.66M	0.71%	+55,567 (+6.6%)(+6.6%)
UNITED CONTL HLDGS INC 910047109	600,985	$34.44M	0.69%	+129,742 (+27.5%)(+27.5%)
SOUTHWESTERN ENERGY CO 845467109	4,383,752	$31.17M	0.62%	+4,383,752 (+100.0%)(+100.0%)
COMMUNITY HEALTH SYS INC NEW 203668108	1,000,000	$26.53M	0.53%	+1,000,000 (+100.0%)(+100.0%)
CABOT OIL & GAS CORP 127097103	1,388,466	$24.56M	0.49%	+1,388,466 (+100.0%)(+100.0%)
FREEPORT-MCMORAN INC CL B35671D857	3,557,460	$24.08M	0.48%	+3,557,460 (+100.0%)(+100.0%)
KAYNE ANDERSON MLP INVT CO 486606106	1,010,040	$17.46M	0.35%	+1,010,040 (+100.0%)(+100.0%)
EQT CORP 26884L109	319,823	$16.67M	0.33%	+319,823 (+100.0%)(+100.0%)
EAGLE MATERIALS INC 26969P108	215,133	$13.00M	0.26%	-559,504 (-72.2%)(-72.2%)
ANTERO RES CORP 03674X106	557,465	$12.15M	0.24%	+557,465 (+100.0%)(+100.0%)
TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UNY8565J101	1,000,000	$6.48M	0.13%	+1,000,000 (+100.0%)(+100.0%)
SPDR S&P 500 ETF TR TR UNIT78462F103	22,854	$4.66M	0.09%	0 (0.0%)(0.0%)
GENERAL MTRS CO *W EXP 07/10/20137045V118	190,011	$4.63M	0.09%	0 (0.0%)(0.0%)
TEEKAY LNG PARTNERS L P PRTNRSP UNITSY8564M105	250,000	$3.29M	0.07%	+250,000 (+100.0%)(+100.0%)
GENERAL MTRS CO *W EXP 07/10/20137045V126	190,011	$3.11M	0.06%	0 (0.0%)(0.0%)
TORTOISE ENERGY INFRSTRCTR C 89147L100	47,105	$1.31M	0.03%	+47,105 (+100.0%)(+100.0%)
CLEARBRIDGE ENERGY MLP FD IN 184692101	78,328	$1.19M	0.02%	+78,328 (+100.0%)(+100.0%)
NRG YIELD INC CL A NEW62942X306	66,190	$921.0K	0.02%	+66,190 (+100.0%)(+100.0%)
NRG YIELD INC CL C62942X405	51,989	$767.0K	0.02%	+51,989 (+100.0%)(+100.0%)
KINDER MORGAN INC DEL *W EXP 05/25/20149456B119	1,500,000	$90.0K	0.00%	+1,500,000 (+100.0%)(+100.0%)
NIKE INC CL B654106103	0	$0.00	0.00%	-359,500 (-100.0%)(-100.0%)
JETBLUE AIRWAYS CORP 477143101	0	$0.00	0.00%	-4,494,750 (-100.0%)(-100.0%)
TEREX CORP NEW 880779103	0	$0.00	0.00%	-1,653,306 (-100.0%)(-100.0%)
KBR INC 48242W106	0	$0.00	0.00%	-526,787 (-100.0%)(-100.0%)
RYLAND GROUP INC 783764103	0	$0.00	0.00%	-595,842 (-100.0%)(-100.0%)
U S G CORP 903293405	0	$0.00	0.00%	-1,086,065 (-100.0%)(-100.0%)
AXIALL CORP 05463D100	0	$0.00	0.00%	-216,883 (-100.0%)(-100.0%)

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13F Filings FAQ

Who must file a 13F?▼

Institutional investment managers with over $100 million in qualifying assets under management (AUM) must file quarterly with the SEC.

What assets are reported?▼

Only "13F securities"—mostly U.S. exchange-traded stocks, ETFs, and options. Short positions, cash, and foreign stocks are NOT reported.

When are filings released?▼

Filings are due 45 days after the end of each calendar quarter (e.g., May 15th for Q1). This is known as "13F Season."

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